PRIVACY POLICY - Revised January 2010
In accordance with The Securities and Exchange Commission Regulation S-P (Privacy of Consumer Financial Information) under section 504 of the Gramm-Leach-Bliley Act, we are providing this annual notice of our firm's privacy policy.
Anderson Griggs and Company, Inc. doing business as Anderson Griggs Portfolio Management, collects or receives nonpublic personal information about you from the following sources:
Information we receive from you on applications, agreements, or other forms, during interviews or other conversations
Information about your transactions with us or others; and
Information we receive from other professionals (Attorneys, Financial Planners, Agents, Broker-Dealers, or others including your CPA and/or Tax professional) that you authorize us to have.
We do not sell any information that we collect or receive from anyone. We do not disclose any nonpublic personal information about you to anyone, except as authorized by you or permitted by law.
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices described in this notice.
Anderson Griggs restricts access to your personal account information to those employees who need to know that information to provide investment management products and services to you. Anderson Griggs maintains physical, electronic, and procedural safeguards to guard your non-personal information.
For questions concerning our privacy policy, please contact Anderson Griggs Portfolio Management at 803.324.5044, or write us at Anderson Griggs Portfolio Management, 113 E. Main Street Suite 310, Rock Hill, SC 29730.
ANDERSON GRIGGS & COMPANY, INC.
ANDERSON GRIGGS PORTFOLIO MANAGEMENT
©JANUARY 2009
Anderson Griggs & Company, Inc., doing business as Anderson Griggs Portfolio Management is a registered investment adviser with the US Securities & Exchange Commission. Pursuant to laws and regulations Anderson Griggs also maintains notice filing with several individuals state regulators including North and South Carolina. Anderson Griggs only conducts business in states and locations where it is properly registered or meets state requirements for advisors. This commentary is for information purposes only and is not an offer of investment advice. We will only render advice after we deliver our Form ADV Part II to a client in an authorized jurisdiction and receive a properly executed investment Management Agreement. Any reference to performance is historical in nature and no assumption about future performance should be made based on the past performance of any Anderson Griggs Investment Objective, individual account, or index. The authors of publication are expressing general opinions and commentary. They are not attempting to provide legal, accounting, or specific advice to any individual concerning their personal situation. Anderson Griggs Portfolio Management's office is located at 113 E. Main St., Suite 310, Rock Hill, SC 29730. The local phone number is 803-324-5044 and nationally can be reached via its toll-free number 800-254-0874.